Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-04-05 |
| OH | RA | APPROVED | 2016-09-20 |
| TX | RA | APPROVED_RES | 2016-09-20 |
Branch Locations
7311 Crossleigh Court, Toledo, OH 43617 • United States
De Tour Village, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Toledo | OH | 10/1989 | 09/2016 |
| Bank Of America, N.A. | Toledo | OH | 09/2009 | 09/2016 |
| Morgan Stanley Smith Barney Llc | Toledo | OH | 09/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2016 | Present |
*305636 - Adrian Kiwanis Foundation; Investment Related - No; ADRIAN, MICHIGAN ; Charity / Private Foundation; board member, head of finance committee, member, etc (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 3/2010; During Business Hours: 1; After Business Hours: 3; Supports the local Kiwanis Organization *501051 - Trust; Investment related Yes; Cement City, Michigan; Successor Trustee; 05/2022; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-29 |
Reach out to this advisor