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Awni-Ming Resurreccion Broughton

Channel Wealth, LLC

Santa Barbara, CA

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Current Employers
Channel Wealth, Llc

3760 State Street Suite 201, Santa Barbara, CA 93105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-27
  • CA RA
    APPROVED
    Since 2026-05-27

Branch Locations

3760 State Street Suite 201, Santa Barbara, CA 93105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student San Diego/Santa Barbara CA 01/2016 03/2026
Frank, Rimerman & Co. San Diego CA 06/2025 08/2025
Channel Wealth, Llc Santa Barbara CA 03/2026 Present
  • 01/2016 → 03/2026
    Student
    San Diego/Santa Barbara, CA
  • 06/2025 → 08/2025
    Frank, Rimerman & Co.
    San Diego, CA
  • 03/2026 → Present
    Channel Wealth, Llc
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-26
  • S65 Uniform Investment Adviser Law Examination
    2026-05-26
Other Names
  • Awni-Ming Broughton

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
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SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
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MORGAN STANLEY · Santa Barbara, CA
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