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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-03-24 |
| CA | RA | APPROVED | 2026-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Llc | Las Vegas | NV | 03/2026 | Present |
| World Financial Group Insurance Agency | Las Vegas | NV | 05/2025 | Present |
| Sector 21 Holdings, Llc | Sacramento | CA | 07/2022 | Present |
| A3 Properties And Investments, Llc | Cedar City | UT | 02/2025 | Present |
| Wilson Mikami Corporation | Irvine | CA | 01/2015 | Present |
| Sector 21 Holdings, Llc | Sacramento | CA | 07/2022 | Present |
| A3 Properties And Investments, Llc | Cedar City | UT | 02/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors, LLC. Name: Wilson Mikami Corporation / Investment Related - No / Date: 01:2015 / Hrs (Month): 160 / Hrs (Day): 6 / Activity: Oversee civil engineering projects involving subdevelopments, utilities, and public projects. Name: Sector 21 Holdings, LLC / Investment Related - No / Date: 07:2022 / Hrs (Month): 5 / Hrs (Day): 0 / Activity: This is my sole member LLC as a pass-through entity. Name: A3 Properties and Investments, LLC / Investment Related - Yes / Date: 02:2025 / Hrs (Month): 40 / Hrs (Day): 2 / Activity: Involved in the daily activities of renovating residential properties in southern California. World Financial Group Co-Brand (Non-Owner) is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency an insurance agency affiliate of Transamerica Financial Advisors, LLC. WILSON MIKAMI CORPORATION POSITION: Project Manager NATURE: Civil Engineering Services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2015 ADDRESS: 2855 Michelle Dr, Suite 240, Irvine CA 92606, United States DESCRIPTION: Responsible for and oversee civil engineering projects from the planning and budgeting phase all the way through to project construction and completion. SECTOR 21 HOLDINGS, LLC POSITION: Member NATURE: Pass Through Entity INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 1401 21st Street, Suite R, Sacramento CA 95811, United States DESCRIPTION: This is my pass-through entity, daily activities are very minimal but all responsibilities fall to me. A3 PROPERTIES AND INVESTMENTS, LLC POSITION: Managing Partner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2025 ADDRESS: 1883 West Royal Hunte Drive, Suite 200A, Cedar City UT 84720, United States DESCRIPTION: Involved in the daily activities of our real estate projects. This includes on-site meetings with contractors, sourcing material, assisting with permits, essentially the day to day tasks of the project.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-05-01 |
| S65 | Uniform Investment Adviser Law Examination | 2025-11-24 |
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