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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-27 |
Branch Locations
2900 S Harbor Blvd Suite 225, Santa Ana, CA 92704 • United States
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of California | Irvine | CA | 06/2012 | Present |
| First Financial Security, Inc | Johns Creek | GA | 09/2019 | Present |
| Us Gateway Investment | Fountain Valley | CA | 01/2023 | Present |
| Rosamond 2006, Llc | Orange | CA | 07/2024 | Present |
| Simplicity Wealth | Summit | NJ | 03/2026 | Present |
| Wealth Advisory Now | Fountain Valley | CA | 03/2026 | Present |
Rosamond 2006, LLC; not investment related; 07/2024; 2479 N Eaton Ct Orange, CA 92867; Member; approximate number of hours/month you devote to the other business 10 after trading hours; Land ownership and development. First Financial Security, Inc; investment related; 01/01/2028; 11695 Johns Creek Pkwy #400, Johns Creek, GA 30097; insurance sales; approximate number of hours/month you devote to the other business 20 during trading hours; Life insurance and annuity sales. US Gateway Investment ; not investment related; 01/02/2023; 17272 Newhope St, Fountain Valley, CA 92708; Realtor; approximate number of hours/month you devote to the other business 20 during trading hours; Real estate agent no mortgage origination. University of California; not investment related; 06/30/2012; 501 Aldrich Hall Irvine, CA 92697; Programmer Analyst; approximate number of hours/month you devote to the other business 160 during trading hours; System and data analyst. Wealth Advisory Now; investment related; 2900 S. Harbor Blvd Suite 225 Santa Ana, CA 92704; Insurance Sales; Member; 03/24/2026; approximate number of hours/month you devote to the other business 40 during trading hours; Provide investment advisory and insurance sales services, including financial planning, portfolio reviews, and retirement analysis, while supporting client onboarding, ongoing service, and business development in compliance with fiduciary standards. Durendal Huynh; investment related; 2900 S. Harbor Blvd Suite 225 Santa Ana, CA 92704; Registered Insurance Agent/Member 03/24/2026; approximate number of hours/month you devote to the other business 40 during trading hours; Provide investment advisory and insurance sales services, including financial planning, portfolio reviews, and retirement analysis, while supporting client onboarding, ongoing service, and business development in compliance with fiduciary standards.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-20 |
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