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Aaron Kuo

Mml Investors Services, LLC

Pasadena, CA

Temple City, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-09
  • CA RA
    APPROVED
    Since 2026-07-09

Branch Locations

790 E Colorado Blvd Ste 710, Pasadena, CA 91101 • United States

Temple City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Pasadena CA 01/2026 Present
Mml Investors Services, Llc Pasadena CA 02/2026 Present
Uc Irvine Irvine CA 01/2016 06/2020
Nutanix San Jose CA 09/2020 01/2022
Check Technologies Fremont CA 01/2022 06/2022
Unemployed Fremont CA 06/2022 10/2022
Upwork Fremont CA 10/2022 04/2024
Unemployed Fremont CA 04/2024 01/2026
  • 01/2026 → Present
    Massmutual Life Insurance Co
    Pasadena, CA
  • 02/2026 → Present
    Mml Investors Services, Llc
    Pasadena, CA
  • 01/2016 → 06/2020
    Uc Irvine
    Irvine, CA
  • 09/2020 → 01/2022
    Nutanix
    San Jose, CA
  • 01/2022 → 06/2022
    Check Technologies
    Fremont, CA
  • 06/2022 → 10/2022
    Unemployed
    Fremont, CA
  • 10/2022 → 04/2024
    Upwork
    Fremont, CA
  • 04/2024 → 01/2026
    Unemployed
    Fremont, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-18
  • S66 Uniform Combined State Law Examination
    2026-06-18

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA
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