Best Investors Account Sign in

Daniel Jason Cote

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Glastonbury, CT

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-13
CT RA APPROVED 2026-03-27
  • TX RA
    APPROVED
    Since 2026-05-13
  • CT RA
    APPROVED
    Since 2026-03-27

Branch Locations

211 New London Tpke, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Hartford CT 01/2026 Present
Bank Of America Vernon CT 07/2024 01/2026
Principle Wealth Partners Madison CT 02/2024 03/2024
University Of Hartford West Hartford CT 09/2019 05/2024
Old Saybrook Park And Recreation Old Saybrook CT 06/2018 01/2022
Old Saybrook High School Old Saybrook CT 08/2015 06/2019
Bank Of America, N.A West Hartford CT 02/2026 Present
  • 01/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    West Hartford, CT
  • 07/2024 → 01/2026
    Bank Of America
    Vernon, CT
  • 02/2024 → 03/2024
    Principle Wealth Partners
    Madison, CT
  • 09/2019 → 05/2024
    University Of Hartford
    West Hartford, CT
  • 06/2018 → 01/2022
    Old Saybrook Park And Recreation
    Old Saybrook, CT
  • 08/2015 → 06/2019
    Old Saybrook High School
    Old Saybrook, CT
  • 02/2026 → Present
    Bank Of America, N.A
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-27
  • S66 Uniform Combined State Law Examination
    2026-03-27
Other Names
  • Daniel Cote

View on SEC IAPD

Other Firms

USI ADVISORS
USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

More in Glastonbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor