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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-12 |
Branch Locations
10608 Watterson Center Court Suite 200, Louisville, KY 40299 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Louis T. Roth & Co., Pllc | Louisville | KY | 08/2024 | 02/2026 |
| Crossings Camps | Louisville | KY | 04/2024 | 07/2024 |
| Louis T. Roth & Co., Pllc | Louisville | KY | 01/2024 | 04/2024 |
| Chic-Fil-A Restaurants | Louisville | KY | 01/2023 | 01/2024 |
| Boyce College | Louisville | KY | 08/2020 | 01/2023 |
| Kroger | Louisville | KY | 03/2022 | 09/2022 |
| Filet & Vine | Montgomery | AL | 05/2020 | 08/2020 |
| Cornerstone Classical Christian Academy | Montgomery | AL | 08/2016 | 08/2020 |
| Alabama Department Of Archives And History | Montgomery | AL | 05/2015 | 08/2019 |
| Equitable Advisors, Llc. | New York | NY | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-13 |
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