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Stacy Lynn Fox

Ubs Financial Services Inc.

Louisville, KY

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-04-23
  • KY RA
    APPROVED
    Since 2020-04-23

Branch Locations

500 N Hurstbourne Pkwy Suite 300, Louisville, KY 40222 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 06/2005 07/2017
Morgan Stanley Louisville KY 07/2017 12/2019
Ubs Financial Services Inc. Louisville KY 04/2020 Present
N/A Louisville KY 01/2020 03/2020
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-23
  • S66 Uniform Combined State Law Examination
    2005-09-23
Other Names
  • Stacy Lynn Mauch
  • Stacy L Fox

View on SEC IAPD

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