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Miguel Angel Herrera Fraga

Charles Schwab & Co., Inc.

La Jolla, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-07
  • CA RA
    APPROVED
    Since 2026-04-07

Branch Locations

7777 Fay Ave Suite 105, La Jolla, CA 92037-4325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Encinitas CA 05/2025 01/2026
Full Time Education Carlsbad CA 08/2017 06/2021
Charles Schwab & Co., Inc. La Jolla CA 01/2026 Present
Full Time Education Oceanside CA 06/2021 05/2023
Full Time Education Los Angeles CA 05/2023 06/2025
Full Time Education Encinitas CA 08/2015 06/2017
Vuori Los Angeles CA 10/2024 05/2025
San Dieguito Union High School District Encinitas CA 10/2021 06/2023
Surfboardbroker Inc Carlsbad CA 06/2021 07/2022
  • 05/2025 → 01/2026
    Unemployed
    Encinitas, CA
  • 08/2017 → 06/2021
    Full Time Education
    Carlsbad, CA
  • 01/2026 → Present
    Charles Schwab & Co., Inc.
    La Jolla, CA
  • 06/2021 → 05/2023
    Full Time Education
    Oceanside, CA
  • 05/2023 → 06/2025
    Full Time Education
    Los Angeles, CA
  • 08/2015 → 06/2017
    Full Time Education
    Encinitas, CA
  • 10/2024 → 05/2025
    Vuori
    Los Angeles, CA
  • 10/2021 → 06/2023
    San Dieguito Union High School District
    Encinitas, CA
  • 06/2021 → 07/2022
    Surfboardbroker Inc
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-20
  • S66 Uniform Combined State Law Examination
    2025-10-20

View on SEC IAPD

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