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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-06 |
Branch Locations
2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Newtown | CT | 01/2024 | Present |
| Wells Fargo Clearing Services, Llc | Newtown | CT | 11/2025 | Present |
| Connecticut Weather Center, Inc | Danbury | CT | 09/2007 | Present |
-The Connecticut Weather Center, Inc. -Not investment-related -18 Woodside Avenue Danbury, CT 06810 -Weather Services -Meteorologist -09/2007 -16-20 hours monthly; weekend mornings only -0 Hours during securities trading hours -Forecasting weather, creating radio forecasts, updating website, creating and sending out weather reports
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2026-02-06 |
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