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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-06 |
Branch Locations
400 Ashdale Ct, Concord, NC 28027 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Concord | NC | 11/2025 | Present |
| Wells Fargo Bank, Na | Concord | NC | 10/2025 | Present |
| The Ups Store | Concord | NC | 06/2024 | 10/2025 |
| Northstone Masonry | Midland | NC | 02/2024 | 06/2024 |
| Unemployed | Hickory | NC | 05/2023 | 02/2024 |
| Lenoir-Rhyne University | Hickory | NC | 08/2021 | 05/2023 |
| Link Management Mcdonald | Hickory | NC | 10/2020 | 07/2021 |
| Unemployed | Hickory | NC | 05/2020 | 10/2020 |
| Lenoir-Rhyne University | Hickory | NC | 08/2017 | 05/2020 |
| Mineral Area College | Park Hills | MO | 08/2015 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-19 |
| S66 | Uniform Combined State Law Examination | 2025-04-16 |
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