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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-12 |
Branch Locations
711 W Bay Area Blvd Ste 400, Webster, TX 77598 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Louisiana Monroe | Monroe | LA | 07/2016 | 12/2021 |
| Umemployed | Friendswood | TX | 01/2022 | 03/2022 |
| Los Angeles Chargers | Los Angeles | CA | 04/2022 | 12/2024 |
| A-1 Tax & Financial Serivces | Friendswood | TX | 01/2025 | 04/2025 |
| Western & Southern Life | Houston | TX | 05/2025 | 10/2025 |
| W & S Brokerage Services, Inc | Houston | TX | 10/2025 | 05/2026 |
| Ameriprise Financial Services, Llc | Webster | TX | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-02 |
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