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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-09
IA RA APPROVED 2025-12-01
  • TX RA
    APPROVED
    Since 2026-02-09
  • IA RA
    APPROVED
    Since 2025-12-01

Branch Locations

2650 University Ave, Des Moines, IA 50311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Des Moines IA 09/2025 Present
Bankers Life Chesterfield MO 07/2024 05/2025
River Tuscaloosa AL 10/2022 07/2024
Smyth And The Loyalist Chicago IL 12/2023 01/2024
Ruth's Chris Chesterfield MO 06/2021 06/2023
Topgolf Chesterfield MO 07/2018 06/2021
Westminster Christian Academy Town And Country MO 07/2015 07/2018
University Of Alabama Tuscaloosa AL 08/2021 05/2025
Smoke House Market Chesterfield MO 05/2024 06/2024
Unemployed Chesterfield MO 05/2025 09/2025
Bank Of America, N.A Des Moines IA 11/2025 Present
  • 09/2025 → Present
    Des Moines, IA
  • 07/2024 → 05/2025
    Bankers Life
    Chesterfield, MO
  • 10/2022 → 07/2024
    River
    Tuscaloosa, AL
  • 12/2023 → 01/2024
    Smyth And The Loyalist
    Chicago, IL
  • 06/2021 → 06/2023
    Ruth's Chris
    Chesterfield, MO
  • 07/2018 → 06/2021
    Topgolf
    Chesterfield, MO
  • 07/2015 → 07/2018
    Westminster Christian Academy
    Town And Country, MO
  • 08/2021 → 05/2025
    University Of Alabama
    Tuscaloosa, AL
  • 05/2024 → 06/2024
    Smoke House Market
    Chesterfield, MO
  • 05/2025 → 09/2025
    Unemployed
    Chesterfield, MO
  • 11/2025 → Present
    Bank Of America, N.A
    Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-01
  • S66 Uniform Combined State Law Examination
    2025-12-01
Other Names
  • Jack Freeman
  • John M Freeman

View on SEC IAPD

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