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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-04-30 |
Branch Locations
9300 Shelbyville Road Suite 900, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Louisville | KY | 09/2025 | Present |
| Unemployed | Louisville | KY | 04/2025 | 08/2025 |
| Aphix Lawn Services | Louisville | KY | 04/2024 | 08/2024 |
| Brightspring Health Care | Louisville | KY | 04/2023 | 08/2023 |
| Grass365! Turfing | Lexington | KY | 04/2022 | 08/2022 |
| University Of Kentucky | Lexington | KY | 08/2021 | 04/2025 |
| Xtreme Coating Solutions | Louisville | KY | 04/2021 | 08/2021 |
| Saint Xavier High School | Louisville | KY | 08/2017 | 04/2021 |
| Polo Fields Country Club | Louisville | KY | 08/2019 | 04/2021 |
| Saint Patrick Catholic Middle School | Louisville | KY | 08/2014 | 07/2017 |
1. 09/16/2025 - ETHAN PUFFER N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Louisville, KY - INV REL - Start Date 09/16/2025 - 160hrs/mth | 160hrs during Trading 2. 09/16/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Louisville, KY - INV REL - Start Date 09/16/2025 - 160hrs/mth | 160hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-29 |
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