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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-05 |
| CA | RA | APPROVED | 2026-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Texas Financial Advisors | Austin | TX | 09/2025 | 02/2026 |
| Wildfire | San Marcos | TX | 09/2023 | 08/2025 |
| Sandbar Cocina Y Tequlia | Santa Barbara | CA | 03/2022 | 05/2023 |
| Santa Barbara City College | Santa Barbara | CA | 06/2021 | 05/2023 |
| Texas State University | San Marcos | TX | 08/2023 | 05/2025 |
| Cathedral Catholic High School | San Diego | CA | 08/2017 | 05/2021 |
| In-N-Out Burger | Vista | CA | 02/2021 | 06/2021 |
| The Draft Sportsbar And Grill | Oceanside | CA | 06/2018 | 08/2018 |
| Roosevelt Middle School | Oceanside | CA | 08/2015 | 05/2017 |
| Morgan Stanley | La Jolla | CA | 03/2026 | Present |
| The Library Bar | Austin | TX | 08/2025 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-04-10 |
| S65 | Uniform Investment Adviser Law Examination | 2025-08-13 |
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