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Inactive

William Michael Brooks

Ae Wealth Management, LLC

Sun City, AZ

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-02
  • AZ RA
    APPROVED
    Since 2025-10-02

Branch Locations

10699 W Bell Rd, Sun City, AZ 85351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bluegreen Vacations Peoria AZ 05/2019 10/2019
Student Peoria AZ 08/2015 12/2022
The Stock Shop Glendale AZ 04/2020 07/2020
Papa Murphys Peoria AZ 07/2020 08/2020
The Cross Eyed Cricket Watering Hole Peoria AZ 11/2020 Present
Pilot Flying J Bellmont AZ 01/2022 02/2022
Cooney Carpentry Inc Flagstaff AZ 02/2022 05/2022
Collins Irish Pub Flagstaff AZ 08/2022 12/2022
Oxford Retirement & Estate Planning Sun City AZ 03/2025 Present
Ae Wealth Management, Llc Topeka KS 09/2025 Present
Dare To Retire U Sun City AZ 03/2025 Present
Umami Bbq & Sushi Phoenix AZ 07/2024 10/2024
  • 05/2019 → 10/2019
    Bluegreen Vacations
    Peoria, AZ
  • 08/2015 → 12/2022
    Student
    Peoria, AZ
  • 04/2020 → 07/2020
    The Stock Shop
    Glendale, AZ
  • 07/2020 → 08/2020
    Papa Murphys
    Peoria, AZ
  • 11/2020 → Present
    The Cross Eyed Cricket Watering Hole
    Peoria, AZ
  • 01/2022 → 02/2022
    Pilot Flying J
    Bellmont, AZ
  • 02/2022 → 05/2022
    Cooney Carpentry Inc
    Flagstaff, AZ
  • 08/2022 → 12/2022
    Collins Irish Pub
    Flagstaff, AZ
  • 03/2025 → Present
    Oxford Retirement & Estate Planning
    Sun City, AZ
  • 09/2025 → Present
    Topeka, KS
  • 03/2025 → Present
    Dare To Retire U
    Sun City, AZ
  • 07/2024 → 10/2024
    Umami Bbq & Sushi
    Phoenix, AZ
Other Businesses

1. Hybrid Retirement Solutions dba Oxford Retirement & Estate Planning; Yes, Investment Related; 10699 W Bell Rd, Sun City, AZ 85351; Insurance Sales; POSITION Wealth Manager/Advisor; Start Date 03/2025; Approx. 175 hours a month; Approx. 100 hours during trading; Insurance Sales and Services. 2. Dare to Retire U; Not Investment Related; 10699 W Bell Rd, Sun City, AZ 85351; Adult Education; Instructor; Start Date 03/2025; Approx hours per month: 8; Approx hours during trading: 0; Teach adult financial education classes. 3. The Cross Eyed Cricket Watering Hole; Investment Related: No; 28615 N El Mirage Rd, Peoria, AZ 85383; Service Industry; Bartender; Start Date 11/2020; Approx hours per month: 25; Approx hours during trading: 0; Bartending.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-18
  • S65 Uniform Investment Adviser Law Examination
    2025-08-18

View on SEC IAPD

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