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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-05 |
Branch Locations
520 Lake Cook Road Suite 270, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alterra Mountain Company | Mt. Prospect | IL | 12/2024 | 04/2025 |
| Gerry's Cafe | Mt. Prospect | IL | 06/2024 | 11/2024 |
| Mount Prospect Golf Course | Mt. Prospect | IL | 06/2024 | 11/2024 |
| Mount Prospect Park District | Mt. Prospect | IL | 12/2018 | 05/2024 |
| Carthage College | Kenosha | WI | 09/2020 | 05/2024 |
| Mount Prospect High School | Mt. Prospect | IL | 09/2016 | 06/2020 |
| High Five Six Prospect Properties, Llc | Mt. Prospect | IL | 05/2024 | Present |
| Five Six Family Dental | Mt. Prospect | IL | 05/2024 | Present |
| Beechwood Sales And Services | New Berlin | WI | 10/2023 | 12/2023 |
| Equitable Advisors, Llc | New York | NY | 10/2025 | Present |
-High Five Six Properties, LLC, family owned rental property 118 S Wa Pella Ave Mt. Prospect IL. Will provide property upkeep as needed. Less than 5 hrs per mo, Non-investment related. -Five Six Family Dental, family owned dental practice, 407 W Prospect Ave, Mt. Pleasant, IL. Will provide upkeep of business as needed. Less than 5 hrs per mo. Non-investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-22 |
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