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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-11
CT RA APPROVED 2026-05-06
  • TX RA
    APPROVED_RES
    Since 2026-08-11
  • CT RA
    APPROVED
    Since 2026-05-06

Branch Locations

45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Local 1121 Boston MA 02/2021 Present
Ups Bozrah CT 10/2020 02/2021
A&B Concrete & Excavation Uncasville CT 06/2020 10/2021
Dwayne Grant Construction Norwich CT 05/2020 06/2021
Hyde Park Landscape Norwich CT 04/2019 05/2021
The Plum Tomato Colchester CT 08/2018 04/2019
Noodles And Company Glastonbury CT 02/2018 08/2018
Mml Investors Services, Llc Glastonbury CT 07/2025 Present
Massmutual Life Insurance Co Glastonbury CT 02/2026 Present
Student/Unemployed Colchester CT 01/2016 02/2018
  • 02/2021 → Present
    Local 1121
    Boston, MA
  • 10/2020 → 02/2021
    Ups
    Bozrah, CT
  • 06/2020 → 10/2021
    A&B Concrete & Excavation
    Uncasville, CT
  • 05/2020 → 06/2021
    Dwayne Grant Construction
    Norwich, CT
  • 04/2019 → 05/2021
    Hyde Park Landscape
    Norwich, CT
  • 08/2018 → 04/2019
    The Plum Tomato
    Colchester, CT
  • 02/2018 → 08/2018
    Noodles And Company
    Glastonbury, CT
  • 07/2025 → Present
    Glastonbury, CT
  • 02/2026 → Present
    Massmutual Life Insurance Co
    Glastonbury, CT
  • 01/2016 → 02/2018
    Student/Unemployed
    Colchester, CT
Other Businesses

Name: Local 1121 Inv Rel: N Add: 750 Dorchester Ave, Boston, MA 02125 Nature: Construction Position: Millwright SME Start Date: 02/12/2021 No. Hr/Mo: 8 No. Hr/Mo During Sec Trading: 0 Duties: Power plant maintenance during schedule outages.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-01
  • S66 Uniform Combined State Law Examination
    2026-05-01

View on SEC IAPD

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