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Andrew Chan

Citigroup Global Markets Inc.

Pasadena, CA

Pasadena, CA

Irvine, CA

Irvine, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-21
  • CA RA
    APPROVED
    Since 2024-02-21

Branch Locations

Cwm Retail, Sales 177 E Colorado Blvd., Pasadena, CA 91105 • United States

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Irvine, CA • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Incorporated Newport Beach CA 09/2011 01/2018
Bank Of America, N.A. Newport Beach CA 12/2011 01/2018
Jp Morgan Chase Bank N.A. Irvine CA 01/2018 12/2023
Jp Morgan Securities, Llc Irvine CA 01/2018 12/2023
Citigroup Pasadena CA 01/2024 Present
Previous Registrations
  • 2018-02-02 → 2024-01-26
    J.P. Morgan Securities Llc
    Irvine, CA
    Rancho Mission Viejo, CA
    Mission Viejo, CA
    Lake Forest, CA
    Lake Forest, CA
    Foothill Ranch, CA
    Mission Viejo, CA
    Laguna Hills, CA
    Mission Viejo, CA
    Laguna Hills, CA
    Rancho Santa Margarita, CA
    Dana Point, CA
    Laguna Niguel, CA
    Aliso Viejo, CA
    Ladera Ranch, CA
    San Juan Capistrano, CA
    Mission Viejo, CA
    Mission Viejo, CA
    Laguna Hills, CA
    Laguna Hills, CA
    Laguna Niguel, CA
    San Clemente, CA
    San Clemente, CA
    San Clemente, CA
    Laguna Niguel, CA
    Laguna Beach, CA
    Laguna Beach, CA
    Laguna Niguel, CA
    Irvine, CA
    Newport Beach, CA
    Costa Mesa, CA
    Irvine, CA
    Santa Ana, CA
    Irvine, CA
    Irvine, CA
    Corona Del Mar, CA
    Newport Coast, CA
    Fountain Valley, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Newport Beach, CA
    Newport Beach, CA
    Irvine, CA
    Irvine, CA
    Newport Beach, CA
    Irvine, CA
    Irvine, CA
    Costa Mesa, CA
    Newport Coast, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    Dana Point, CA
  • 2011-10-12 → 2018-01-31
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Corona Del Mar, CA
    Mission Viejo, CA
    Irvine, CA
    Irvine, CA
    Newport Beach, CA
    Mission Viejo, CA
    Newport Beach, CA
    Mission Viejo, CA
    Ladera Ranch, CA
    Newport Beach, CA
  • 2009-06-01 → 2011-09-09
    Morgan Stanley
    Laguna Niguel, CA
  • 2008-04-02 → 2009-06-01
    Citigroup Global Markets Inc.
    Laguna Niguel, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-25
  • S66 Uniform Combined State Law Examination
    2008-03-25

View on SEC IAPD

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