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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-06 |
| CA | RA | APPROVED | 2026-01-26 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | Pasadena | CA | 11/2021 | 11/2025 |
| Bank Of America | Alhambra | CA | 08/2018 | 11/2021 |
| Easy Ways Usa Llc | Los Angeles | CA | 03/2015 | 07/2017 |
| California State University - Long Beach | Long Beach | CA | 08/2016 | 12/2018 |
| University Of Southern California | Los Angeles | CA | 08/2022 | 05/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 07/2025 | 11/2025 |
| Morgan Stanley | Pasadena | CA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-24 |
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