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Edmundo Marcelo Thomas Diez

LPl Financial LLC

Las Vegas, NV

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-06
NV RA APPROVED 2025-06-08
  • TX RA
    APPROVED
    Since 2025-10-06
  • NV RA
    APPROVED
    Since 2025-06-08

Branch Locations

6725 Via Austi Pkwy Ste 230, Las Vegas, NV 89119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldenshield Financial Llc Las Vegas NV 04/2022 Present
Dance Instructor Self-Employed Las Vegas NV 06/2015 06/2025
Lpl Financial Las Vegas NV 06/2025 Present
  • 04/2022 → Present
    Goldenshield Financial Llc
    Las Vegas, NV
  • 06/2015 → 06/2025
    Dance Instructor Self-Employed
    Las Vegas, NV
  • 06/2025 → Present
    Lpl Financial
    Las Vegas, NV
Other Businesses

1) 06/03/2025 - Key Retirement Solutions - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:10/03/2022 - 12 Hrs/Mth - 0 Hrs During Trading. 2) 06/03/2025 - Goldenshield Financial LLC - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:08/31/2022 - 40 Hrs/Mth - 0 Hrs During Trading. 3) 06/03/2025 - ONAFA PARTNERS LLC - Investment Related - Real Estate Rental - Start Date:05/09/2014 - Las Vegas Nevada - 1 Hrs/Mth - 0 Hrs During Trading. 4) 06/23/2025 - One Tree Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/09/2025 - 80 Hrs/Mth - 50 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-28
  • S65 Uniform Investment Adviser Law Examination
    2024-12-28

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