Best Investors Account Sign in
Inactive

Braden Robert Griffiths

Awm Capital, LLC

Pasadena, CA

Claim This Profile
Current Employers
Awm Capital, Llc

1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-23
TX RA APPROVED 2025-05-23
  • CA RA
    APPROVED
    Since 2025-05-23
  • TX RA
    APPROVED
    Since 2025-05-23

Branch Locations

87 E. Green Street, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Awm Capital, Llc Pasadena CA 05/2025 Present
Run Dfw, Llc Frisco TX 04/2024 Present
Paradigm Tx-Ok, Llc Irving TX 04/2024 12/2024
Baker University Baldwin City KS 08/2019 04/2024
Student Frisco TX 01/2015 06/2019
  • 05/2025 → Present
    Awm Capital, Llc
    Pasadena, CA
  • 04/2024 → Present
    Run Dfw, Llc
    Frisco, TX
  • 04/2024 → 12/2024
    Paradigm Tx-Ok, Llc
    Irving, TX
  • 08/2019 → 04/2024
    Baker University
    Baldwin City, KS
  • 01/2015 → 06/2019
    Student
    Frisco, TX
Other Businesses

Run DFW, LLC - professional basketball team

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-10
  • S65 Uniform Investment Adviser Law Examination
    2025-02-10

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor