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Yuli Lee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kirkland, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-13
WA RA APPROVED 2025-06-25
  • TX RA
    APPROVED
    Since 2025-08-13
  • WA RA
    APPROVED
    Since 2025-06-25

Branch Locations

12424 Totem Lake Blvd Ne, Kirkland, WA 98034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Redmond WA 04/2025 Present
Unemployed Woodinville WA 05/2024 04/2025
Samsung Futures Inc. Seoul 01/2017 05/2024
Ewha Womans University Seoul 03/2013 02/2017
Bank Of America, N.A. Redmond WA 05/2025 Present
  • 04/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Redmond, WA
  • 05/2024 → 04/2025
    Unemployed
    Woodinville, WA
  • 01/2017 → 05/2024
    Samsung Futures Inc.
    Seoul
  • 03/2013 → 02/2017
    Ewha Womans University
    Seoul
  • 05/2025 → Present
    Bank Of America, N.A.
    Redmond, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-25
  • S66 Uniform Combined State Law Examination
    2025-06-25

View on SEC IAPD

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