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Seth Smith

Equitable Advisors, LLC

Louisville, KY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-05-19
  • KY RA
    APPROVED
    Since 2026-05-19

Branch Locations

10608 Watterson Center Court Suite 200, Louisville, KY 40299 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Encore Wealth Management Louisville KY 04/2025 08/2025
Harvey's Bar Lexington KY 08/2024 04/2026
Texas Roadhouse Lexington KY 05/2024 08/2024
Donatos Lexington KY 09/2023 05/2024
University Of Kentucky Lexington KY 08/2022 Present
Unemployed Louisville KY 04/2016 08/2022
Equitable Advisors, Llc. New York NY 05/2026 Present
  • 04/2025 → 08/2025
    Encore Wealth Management
    Louisville, KY
  • 08/2024 → 04/2026
    Harvey's Bar
    Lexington, KY
  • 05/2024 → 08/2024
    Texas Roadhouse
    Lexington, KY
  • 09/2023 → 05/2024
    Donatos
    Lexington, KY
  • 08/2022 → Present
    University Of Kentucky
    Lexington, KY
  • 04/2016 → 08/2022
    Unemployed
    Louisville, KY
  • 05/2026 → Present
    Equitable Advisors, Llc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-19
  • S66 Uniform Combined State Law Examination
    2026-03-19

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
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