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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-11-14
  • NV RA
    APPROVED
    Since 2025-11-14

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 02/2005 Present
Other Businesses

I*: 2437258 Name of the other business: TRVB Trust Whether the business is investment-related: No Address of the other business North Las Vegas, NV Nature of the other business: Rental Property Your position Owner Title, or relationship with the other business Owner Start date of your relationship 02-Apr-2024 Approximate number of hours/month you devote to the other business 1 Number of hours you devote to the other business during securities trading hours 0 Briefly describe your duties relating to the other business Screening of tenants, hold security deposit and managing property expenses. I*: 2437259 Name of the other business M. Trust Whether the business is investment-related: No Address of the other business: North Las Vegas, NV Nature of the other business: Personal Trust Title, or relationship with the other business: Grantors Start date of your relationship: April 2 2024 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Transferring assets into the trust, managing beneficiaries and how the assets are managed. I*: 1044268 Name of the other business: Rental Property 1 Whether the business is investment-related: No Address of the other business: Las Vegas, NV Nature of the other business: Rental Property Title, or relationship with the other business: Owner Start date of your relationship: 30-Oct-2022 Approximate number of hours/month you devote to the other business:1 hr Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Screening of tenants, hold security deposit and managing property expenses. I*: 504605 Name of the other business: T.B. Whether the business is investment-related: No Address of the other business: Las Vegas, NV Nature of the other business: Rental Property Title, or relationship with the other business: Owner Start date of your relationship: 03-Sep-2020 Approximate number of hours/month you devote to the other business:1 hr Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Screening of tenants, hold security deposit and managing property expenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-13
  • S66 Uniform Combined State Law Examination
    2025-11-13

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