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Inactive

Nathan Minho Chong

Awm Capital, LLC

Pasadena, CA

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Current Employers
Awm Capital, Llc

1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-29
TX RA APPROVED 2026-01-29
  • CA RA
    APPROVED
    Since 2026-01-29
  • TX RA
    APPROVED
    Since 2026-01-29

Branch Locations

87 E. Green Street, Suite 206, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Awm Capital, Llc Pasadena CA 01/2026 Present
Cooper Mcmanus Irvine CA 04/2025 06/2025
Unemployed Fullerton CA 06/2025 12/2025
St. Mary's College Moraga CA 08/2020 05/2024
Student Fullerton CA 01/2016 06/2020
Unemployed Fullerton CA 06/2024 03/2025
  • 01/2026 → Present
    Awm Capital, Llc
    Pasadena, CA
  • 04/2025 → 06/2025
    Cooper Mcmanus
    Irvine, CA
  • 06/2025 → 12/2025
    Unemployed
    Fullerton, CA
  • 08/2020 → 05/2024
    St. Mary's College
    Moraga, CA
  • 01/2016 → 06/2020
    Student
    Fullerton, CA
  • 06/2024 → 03/2025
    Unemployed
    Fullerton, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-15
  • S65 Uniform Investment Adviser Law Examination
    2026-01-15
Other Names
  • Nathan Chong

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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