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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-02-18 |
Branch Locations
6375 S. Pecos Rd. Suite 200, Las Vegas, NV 89120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Llc | Las Vegas | NV | 03/2025 | Present |
| Wfgia | Las Vegas | NV | 03/2025 | Present |
| Unemployed | Las Vegas | NV | 11/2024 | 03/2025 |
| Golden Gaming | Las Vegas | NV | 04/2024 | 11/2024 |
| The Great American Pub | Las Vegas | NV | 10/2016 | 04/2024 |
| Golden Gaming | Las Vegas | NV | 07/2011 | 10/2016 |
| Net Law | Lousville | KY | 06/2025 | Present |
| Wealthwave | Las Vegas | NV | 06/2025 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). NET LAW POSITION: Referral Agent NATURE: Estate Planning Program INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/04/2025 ADDRESS: 12910 Shelbyville raod, suite 124, Lousville KY 40243, United States DESCRIPTION: Estate planning document prep program WEALTHWAVE POSITION: Representative NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: 6375 S Pecos Suite 200, Las Vegas NV 89120, United States DESCRIPTION: WFG Co-Brand
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-04 |
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