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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-05-14 |
| TX | RA | APPROVED_RES | 2019-01-17 |
| WA | RA | APPROVED | 2006-01-09 |
Branch Locations
100 2Nd Ave S Ste 140, Edmonds, WA 98020 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Edmonds | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Edmonds | WA | 03/2020 | Present |
Business Ownership; PSWS Operations, LLC; Owner; Manage Ameriprise Business; 100 2nd Ave S Ste. 140, , Edmonds, WA, 98020; Investment-Related; 07/01/2015; 60 hours per month; 60 during trading hours. Board of Directors; Life Spring; President; 12719 Greenwood Ave N, , Seattle, WA, 98133; Not Investment-Related; 01/07/2024; 10 to 19 hours per month; 0 during trading hours. Outside Employment; PSWS Operations, LLC; Owner; Manage advisory business; 100 2nd Ave S Ste. 140, , Edmonds, WA, 98020; Investment-Related; 07/01/2015; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-06 |
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