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Colin Wong

Edward Jones

Kingwood, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-28
  • TX RA
    APPROVED
    Since 2019-06-28

Branch Locations

2855 West Lake Houston Pkwy Suite 111, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 05/2019
Edward Jones St.LOuis MO 06/2019 Present
  • 06/2005 → 05/2019
    Axa Advisors, Llc
    New York, NY
  • 06/2019 → Present
    Edward Jones
    St.LOuis, MO
Previous Registrations
Other Businesses

Equitable Distrib Holding Corp HOUSTON, TX Start date: 11/29/2020 Hours per week: 0 Hours during trading: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-16
  • S66 Uniform Combined State Law Examination
    2005-07-16
Designations
Other Names
  • Colin Wong
  • Colin William Wong

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ROTH FINANCIAL PARTNERS LLC
LPL FINANCIAL LLC
WEALTH MANAGEMENT
MTR FINANCIAL SERVICES, LLC
SYMPHONY FINANCIAL, LTD. CO.
J.P. MORGAN SECURITIES LLC

Other Investors

KYLE ANDREW SADLER
LINDSEY C. REDDING
DAVID PATRICK FARRELL
BRIAN F LA ROCCA
CRAIG F ZUMPANO
ROBERT L (II) HAYES
BRADFORD J BOIKE
Jonathan Andrew Conner

Other Offices

OSAIC WEALTH, INC. · KINGWOOD, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX
OSAIC WEALTH, INC. · KINGWOOD, TX
ROTH FINANCIAL PARTNERS LLC · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX
LPL FINANCIAL LLC · KINGWOOD, TX
EDWARD JONES · KINGWOOD, TX

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