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Cheryl Hom

First Citizens Investor Services, Inc.

Pasadena, CA

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-08
  • CA RA
    APPROVED
    Since 2023-05-08

Branch Locations

75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Pasadena CA 06/2015 04/2023
Bank Of The West Pasadena CA 06/2015 04/2023
First Citizens Bank Pasadena CA 04/2023 Present
First Citizens Investor Services Raleigh NC 04/2023 Present
  • 06/2015 → 04/2023
    Bancwest Investment Services
    Pasadena, CA
  • 06/2015 → 04/2023
    Bank Of The West
    Pasadena, CA
  • 04/2023 → Present
    First Citizens Bank
    Pasadena, CA
  • 04/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2015-06-11 → 2023-04-21
    Bancwest Investment Services, Inc.
    Pasadena, CA
    Pasadena, CA
    Sierra Madre, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Glendale, CA
    Burbank, CA
    Burbank, CA
    Chino, CA
    Covina, CA
    City Of Commerce, CA
    San Dimas, CA
  • 2015-02-26 → 2015-05-19
    Wells Fargo Clearing Services, Llc
    Pasadena, CA
    Pasadena, CA
  • 2011-01-03 → 2013-05-16
    Wells Fargo Clearing Services, Llc
    Pasadena, CA
  • 2005-08-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-29
  • S66 Uniform Combined State Law Examination
    2005-07-29

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
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STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
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