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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-08-14 |
Branch Locations
9960 Corporate Campus Dr Five Corporate Center Ste 3500, Louisville, KY 40223-4085 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Louisville | KY | 01/2025 | Present |
| Heaven Hill Brands | Louisville | KY | 08/2022 | 10/2025 |
| Home Grown Industries Of Georgia, Dba Mellow Mushroom | Atlanta | GA | 09/2019 | 07/2022 |
| Ruth's Hospitality Group, Inc. | Winter Park | FL | 07/2014 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-12 |
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