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Shih-Yi Chen

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-09
CA RA APPROVED 2025-08-13
  • TX RA
    APPROVED
    Since 2025-09-09
  • CA RA
    APPROVED
    Since 2025-08-13

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 01/2025 Present
Homemaking Arcadia CA 07/2024 12/2024
Yama Seiki Usa Inc. Chino CA 02/2024 06/2024
Homemaking Arcadia CA 08/2023 01/2024
Bnp Paribas Taipei 02/2014 07/2023
  • 01/2025 → Present
    Morgan Stanley
    Pasadena, CA
  • 07/2024 → 12/2024
    Homemaking
    Arcadia, CA
  • 02/2024 → 06/2024
    Yama Seiki Usa Inc.
    Chino, CA
  • 08/2023 → 01/2024
    Homemaking
    Arcadia, CA
  • 02/2014 → 07/2023
    Bnp Paribas
    Taipei
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-13
  • S66 Uniform Combined State Law Examination
    2025-08-13

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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