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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
GA RA APPROVED 2025-02-20
FL RA APPROVED 2025-02-19
CA RA APPROVED 2025-02-12
  • TX RA
    APPROVED
    Since 2025-03-31
  • GA RA
    APPROVED
    Since 2025-02-20
  • FL RA
    APPROVED
    Since 2025-02-19
  • CA RA
    APPROVED
    Since 2025-02-12

Branch Locations

7825 Fay Ave, La Jolla, CA 92037 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Jolla CA 12/2024 Present
Lululemon Athletica La Jolla CA 11/2021 Present
Towerpoint Capital, Llc San Diego CA 08/2023 08/2024
Carrier Break La Jolla CA 10/2021 11/2021
Atlanta Hawks Atlanta GA 06/2014 09/2021
Bank Of America, N.A La Jolla CA 04/2025 Present
  • 12/2024 → Present
    La Jolla, CA
  • 11/2021 → Present
    Lululemon Athletica
    La Jolla, CA
  • 08/2023 → 08/2024
    Towerpoint Capital, Llc
    San Diego, CA
  • 10/2021 → 11/2021
    Carrier Break
    La Jolla, CA
  • 06/2014 → 09/2021
    Atlanta Hawks
    Atlanta, GA
  • 04/2025 → Present
    Bank Of America, N.A
    La Jolla, CA
Other Businesses

I*2121275, Entity Type Entity For Profit, Entity Publicly Traded, Name of OBA: Lululemon Athletica Address: LA Jolla California 92037 Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/12/2021 No Hours: 5 weekly No Hours during trading: 0 Duties: Retail associate. Help educate on Lululemon products and assist with the purchasing process of the guests.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
  • S66 Uniform Combined State Law Examination
    2024-10-14
Other Names
  • Evan Kay
  • Christopher E Kay

View on SEC IAPD

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