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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-29
HI RA APPROVED 2025-03-17
  • TX RA
    APPROVED
    Since 2025-04-29
  • HI RA
    APPROVED
    Since 2025-03-17

Branch Locations

400 S Rampart Blvd Mlwm Executive Osj, Las Vegas, NV 89145 • United States

1003 Bishop St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu HI 11/2024 Present
Overseas Radio & Television Honolulu 05/2015 06/2017
First Hawaiian Bank Honolulu HI 01/2018 06/2024
Travel (Unemployed) San Jose CA 07/2017 12/2017
Travel (Unemployed) Seattle WA 06/2024 10/2024
  • 11/2024 → Present
    Honolulu, HI
  • 05/2015 → 06/2017
    Overseas Radio & Television
    Honolulu
  • 01/2018 → 06/2024
    First Hawaiian Bank
    Honolulu, HI
  • 07/2017 → 12/2017
    Travel (Unemployed)
    San Jose, CA
  • 06/2024 → 10/2024
    Travel (Unemployed)
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-14
  • S66 Uniform Combined State Law Examination
    2025-03-14

View on SEC IAPD

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