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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
CA RA APPROVED 2024-12-12
  • TX RA
    APPROVED
    Since 2025-01-03
  • CA RA
    APPROVED
    Since 2024-12-12

Branch Locations

1000 4Th St, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenbrae CA 08/2022 Present
Conversion Marketing San Diego CA 09/2021 07/2022
Unemployed Mill Valley CA 07/2022 08/2022
Unemployed La Jolla CA 12/2017 03/2018
University Of California, San Diego La Jolla CA 09/2008 12/2017
Unemployed La Jolla CA 08/2016 09/2016
Ascendant Marketing Group San Diego CA 03/2018 09/2019
Synergy Marketing Solutions San Diego CA 09/2019 08/2020
Pledge Financial San Diego CA 03/2021 07/2021
Unemployed San Diego CA 07/2021 09/2021
Unemployed San Diego CA 01/2021 03/2021
Pledge Financial San Diego CA 08/2020 01/2021
Bank Of America, N.A. Greenbrae CA 11/2024 Present
  • 08/2022 → Present
    Greenbrae, CA
  • 09/2021 → 07/2022
    Conversion Marketing
    San Diego, CA
  • 07/2022 → 08/2022
    Unemployed
    Mill Valley, CA
  • 12/2017 → 03/2018
    Unemployed
    La Jolla, CA
  • 09/2008 → 12/2017
    University Of California, San Diego
    La Jolla, CA
  • 08/2016 → 09/2016
    Unemployed
    La Jolla, CA
  • 03/2018 → 09/2019
    Ascendant Marketing Group
    San Diego, CA
  • 09/2019 → 08/2020
    Synergy Marketing Solutions
    San Diego, CA
  • 03/2021 → 07/2021
    Pledge Financial
    San Diego, CA
  • 07/2021 → 09/2021
    Unemployed
    San Diego, CA
  • 01/2021 → 03/2021
    Unemployed
    San Diego, CA
  • 08/2020 → 01/2021
    Pledge Financial
    San Diego, CA
  • 11/2024 → Present
    Bank Of America, N.A.
    Greenbrae, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-06
  • S66 Uniform Combined State Law Examination
    2024-08-06
Other Names
  • Alex Kithas

View on SEC IAPD

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