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Brooke Noelle Harcsa

Charles Schwab & Co., Inc.

Santa Barbara, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-11
  • CA RA
    APPROVED
    Since 2026-02-11

Branch Locations

900 Chapala St. Suite 100, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Santa Barbara CA 11/2024 Present
Charles Schwab Bank Santa Barbara CA 11/2024 Present
Law Office Of Guneet Kau Santa Barbara CA 05/2023 11/2024
Strategic Healthcare Programs Goleta CA 04/2021 05/2023
Full-Time Education Santa Barbara CA 11/2020 04/2021
Target Goleta CA 08/2019 11/2020
Full-Time Education Santa Barbara CA 08/2018 08/2019
Raging Waters, San Dimas San Dimas CA 06/2017 09/2017
Full-Time Education Upland CA 09/2015 06/2018
  • 11/2024 → Present
    Charles Schwab & Co.,Inc
    Santa Barbara, CA
  • 11/2024 → Present
    Charles Schwab Bank
    Santa Barbara, CA
  • 05/2023 → 11/2024
    Law Office Of Guneet Kau
    Santa Barbara, CA
  • 04/2021 → 05/2023
    Strategic Healthcare Programs
    Goleta, CA
  • 11/2020 → 04/2021
    Full-Time Education
    Santa Barbara, CA
  • 08/2019 → 11/2020
    Target
    Goleta, CA
  • 08/2018 → 08/2019
    Full-Time Education
    Santa Barbara, CA
  • 06/2017 → 09/2017
    Raging Waters, San Dimas
    San Dimas, CA
  • 09/2015 → 06/2018
    Full-Time Education
    Upland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-11
  • S66 Uniform Combined State Law Examination
    2026-02-11
Other Names
  • Brooke Noelle Horsley

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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