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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-07-01
  • OH RA
    APPROVED
    Since 2026-07-01

Branch Locations

18500 Lake Road Suite 400, Rocky River, OH 44116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Rocky River OH 01/2020 Present
Lake Erie Nature & Science Center Bay Village OH 09/2008 01/2020
  • 01/2020 → Present
    Rocky River, OH
  • 09/2008 → 01/2020
    Lake Erie Nature & Science Center
    Bay Village, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-01
  • S66 Uniform Combined State Law Examination
    2026-07-01
Other Names
  • Amy Elizabeth Adams

View on SEC IAPD

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