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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Senegence International | Foothill Ranch | CA | 02/2017 | 11/2019 |
| Principal Life Insurance Company | Des Moines | IA | 10/2014 | 09/2019 |
| Principal Life Insurance Company | Manning | IA | 09/2019 | Present |
| Principal Securities, Inc. | Manning | IA | 12/2019 | Present |
| Principal Advised Services | Manning | IA | 04/2024 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-31 |
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