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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-01 |
| CA | RA | APPROVED | 2024-05-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Tustin | CA | 01/2014 | 05/2024 |
| Wells Fargo Clearing Services, Llc | Tustin | CA | 11/2019 | 05/2024 |
| G By Guess | Downey | CA | 10/2012 | 03/2024 |
| J.P. Morgan Securities Llc | Harbor City | CA | 05/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Harbor City | CA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-28 |
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