Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-19
CT RA APPROVED 2025-10-14
NJ RA APPROVED 2024-01-22
NY RA APPROVED 2024-01-18
  • TX RA
    APPROVED_RES
    Since 2026-03-19
  • CT RA
    APPROVED
    Since 2025-10-14
  • NJ RA
    APPROVED
    Since 2024-01-22
  • NY RA
    APPROVED
    Since 2024-01-18

Branch Locations

399 Knollwood Rd Ste 212, White Plains, NY 10603 • United States

Danbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc White Plains NY 05/2021 Present
Northeastern Boston MA 09/2015 05/2020
John Hancock Financial Boston MA 07/2017 01/2018
Pricewaterhousecoopers (Pwc) Boston MA 06/2019 11/2019
Pricewaterhousecoopers (Pwc) Boston MA 01/2021 05/2021
Northeastern Boston MA 06/2020 05/2021
  • 05/2021 → Present
    White Plains, NY
  • 09/2015 → 05/2020
    Northeastern
    Boston, MA
  • 07/2017 → 01/2018
    John Hancock Financial
    Boston, MA
  • 06/2019 → 11/2019
    Pricewaterhousecoopers (Pwc)
    Boston, MA
  • 01/2021 → 05/2021
    Pricewaterhousecoopers (Pwc)
    Boston, MA
  • 06/2020 → 05/2021
    Northeastern
    Boston, MA
Other Businesses

Outside Employment; RAR & JDB Corp; AFA; Manage advisory business; 399 Knollwood Road, Suite 212, White Plains, NY, 10603; Investment-Related; 02/01/2021; 40 to 59 hours per month; 20 to 39 during trading hours / Uber; uber driver; Uber driver; 30 Meadowbrook Road, Danbury MA, , Danbury, CT, 06811; Not Investment-Related; 12/16/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-29
  • S66 Uniform Combined State Law Examination
    2023-06-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in White Plains, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor