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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2013-07-24
  • NV RA
    APPROVED
    Since 2013-07-24

Branch Locations

1180 N Town Center Dr, Ste 150, Las Vegas, NV 89144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Las Vegas NV 07/2013 Present
  • 07/2013 → Present
    Lpl Financial
    Las Vegas, NV
Previous Registrations
Other Businesses

1. 07/11/2013 - HECK WEALTH MANAGEMENT/ DBA ONLY/ 100%/ LAS VEGAS, NV. 2. 4/12/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 05/14/2014 - 0 Hours Per Month - Notary Public, State of Nevada.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-15
  • S66 Uniform Combined State Law Examination
    2012-11-15
Other Names
  • Jami Ann Sanders

View on SEC IAPD

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