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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-29
  • NY RA
    APPROVED
    Since 2024-08-29

Branch Locations

2 Plattekill Ave, New Paltz, NY 12561 • United States

704 Freedom Plains Rd, Poughkeepsie, NY 12603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Poughkeepsie NY 10/2019 Present
J.P. Morgan Securities Llc Poughkeepsie NY 10/2019 Present
Caffeine Academy West Babylon NY 06/2015 Present
Max That - Dj / Music Producer Commack NY 05/2014 10/2019
Enterprise Rent-A-Car Bohemia NY 06/2018 08/2018
Stony Brook Yacht Club Stony Brook NY 11/2011 08/2018
Xavious Llc Commack NY 03/2023 Present
  • 10/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Poughkeepsie, NY
  • 10/2019 → Present
    Poughkeepsie, NY
  • 06/2015 → Present
    Caffeine Academy
    West Babylon, NY
  • 05/2014 → 10/2019
    Max That - Dj / Music Producer
    Commack, NY
  • 06/2018 → 08/2018
    Enterprise Rent-A-Car
    Bohemia, NY
  • 11/2011 → 08/2018
    Stony Brook Yacht Club
    Stony Brook, NY
  • 03/2023 → Present
    Xavious Llc
    Commack, NY
Other Businesses

Entity Name: Xavious LLC Investment related: No Address: Commack, NY 11725 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/13/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Short-Term Vacation Rental Business. This company does not exist yet. I am looking to start listing on airbnb and I want to create an LLC to do so. This would require two hours a week of my time. ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: CAFFEINE ACADEMY POSITION: CLASS INSTRUCTOR / BRAND AMBASSADOR START DATE: 6/1/2015 ADDRESS: 1015 West Babylon, NY DETAILS: DJ AND MUSIC PRODUCTION TRADE SCHOOL. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-03
S63 Uniform Securities Agent State Law Examination 2020-01-27
  • S66 Uniform Combined State Law Examination
    2022-10-03
  • S63 Uniform Securities Agent State Law Examination
    2020-01-27
Other Names
  • Max That

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