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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

70 N. Putt Corners Road, New Paltz, NY 12561 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2006 Present
Clearpath Advisors, Inc New Paltz NY 01/2022 Present
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2006 → Present
    Schaumburg, IL
  • 01/2022 → Present
    Clearpath Advisors, Inc
    New Paltz, NY
Other Businesses

1) NAME OF OTHER BUSINESS: HIGH PEAKS WEST PROPERTY LLC; INVESTMENT RELATED: NO ADDRESS: 417 LAKE SIMOND RD TUPPERLAKE, NY 12986; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 2/2020; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 2-5 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: VACATION HOME RENTAL ON AIRBNB; 2) NAME OF OTHER BUSINESS: CLEARPATH ADVISORS, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: ADIRONDACK WEST PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: 87 PARK ST, TUPPER LAKE, NY 12986; NATURE OF BUSINESS: LLC FOR COMMERCIAL BUILDING; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT COMMERCIAL BUILDING SPACE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-05-17
  • S63 Uniform Securities Agent State Law Examination
    1993-05-17
Designations

View on SEC IAPD

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