Patrick Joseph Fillette

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/2006 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2022 → Present
  Clearpath Advisors, Inc
  New Paltz, NY

Other Businesses

1) NAME OF OTHER BUSINESS: HIGH PEAKS WEST PROPERTY LLC; INVESTMENT RELATED: NO ADDRESS: 417 LAKE SIMOND RD TUPPERLAKE, NY 12986; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 2/2020; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 2-5 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: VACATION HOME RENTAL ON AIRBNB; 2) NAME OF OTHER BUSINESS: CLEARPATH ADVISORS, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: ADIRONDACK WEST PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: 87 PARK ST, TUPPER LAKE, NY 12986; NATURE OF BUSINESS: LLC FOR COMMERCIAL BUILDING; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT COMMERCIAL BUILDING SPACE;

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-05-17

Designations

• Chartered Financial Consultant