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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-12 |
Branch Locations
70 N. Putt Corners Road, New Paltz, NY 12561 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2006 | Present |
| Clearpath Advisors, Inc | New Paltz | NY | 01/2022 | Present |
1) NAME OF OTHER BUSINESS: HIGH PEAKS WEST PROPERTY LLC; INVESTMENT RELATED: NO ADDRESS: 417 LAKE SIMOND RD TUPPERLAKE, NY 12986; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 2/2020; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 2-5 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: VACATION HOME RENTAL ON AIRBNB; 2) NAME OF OTHER BUSINESS: CLEARPATH ADVISORS, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: ADIRONDACK WEST PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: 87 PARK ST, TUPPER LAKE, NY 12986; NATURE OF BUSINESS: LLC FOR COMMERCIAL BUILDING; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT COMMERCIAL BUILDING SPACE;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-05-17 |
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