Marc Alan Schain

Current Employers

Employment History

• 12/1999 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/1974 → Present
  Schain & Company, Cpas
  New Paltz, NY
• 02/2000 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2021 → Present
  Acme Accountants And Advisors, Inc
  New Paltz, NY
• 01/2022 → Present
  Clearpath Advisors, Inc
  New Paltz, NY
• 08/1994 → Present
  Marc Schain
  New Paltz, NY

Other Businesses

1) SCHAIN & COMPANY CPAS, ACCTG & TAX PRAC-PARTNER SINCE 1/1/74-MANAGING PARTNER, PREP FIN STMNTS, TAX RETS-40HR/WK.; 2) NAME OF OTHER BUSINESS: JEWISH CONGREGATION OF NEW PALTZ; INVESTMENT RELATED: NO; ADDRESS: 30 N. CHESTNUT STREET, NEW PALTZ, NY 12561; NATURE OF BUSINESS: RELIGIOUS ORGANIZATION; START DATE: 07/01/2016; POSITION/TITLE/RELATIONSHIP: PRESIDENT - BOARD OF DIRECTORS; APX NUMBER OF HOURS PER WEEK: 1-2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PRESIDENT OF THE BOARD OF DIRECTORS FOR RELIGIOUS ORGANIZATION. 3) NAME OF OTHER BUSINESS: SHADOWLAND STAGES; INVESTMENT RELATED: NO; ADDRESS: CANAL STREET, ELLENVILLE, NY 12428; NATURE OF BUSINESS: BOARD; START DATE: 2/2026 POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PREPARE BUDGETS, REVIEW FINANCIAL RECORDS; 4) NAME OF OTHER BUSINESS: SHADOWLAND STAGES FOUNDATION ; INVESTMENT RELATED: NO ; ADDRESS: 98 CENTER ST ELLENVILLE NY 12428 ; NATURE OF BUSINESS: NON-PROFIT-FOUNDATION ; START DATE: 7/1/2026 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: MAINTAIN FINANCIAL RECORDS, MAKE DEPOSITES OR TRANSFERS TO VANGUARD 5) NAME OF OTHER BUSINESS: ACME ACCOUNTANTS AND ADVISORS, INC; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ACCOUNTING, TAX AND BUSINESS CONSULTING; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, INDIVIDUAL AND BUSINESS TAXES, BUSINESS CONSULTING; 6) NAME OF OTHER BUSINESS: CLEARPATH ADVISORS, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 22 ; APX NUMBER OF HOURS DURING TRADING HOURS: 22 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7) NAME OF OTHER BUSINESS: MARC SCHAIN; INVESTMENT RELATED: NO; ADDRESS: 70 N PUTT CORNERS RD, NEW PALTZ, NY 12561; NATURE OF BUSINESS: OFFICE RENTAL; START DATE: 08/1994; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PROVIDES ANY NECESSARY IMPROVEMENTS & PAY OPERATING EXPENSES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-16
• S63 Uniform Securities Agent State Law Examination
  2000-01-29