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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-05 |
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
Fort Myers, FL • United States
5249 Summerlin Commons Blvd Ste 200 [Satellite], Fort Myers, FL 33907 • United States
199 Main Street [Satellite], New Paltz, NY 12561 • United States
572 Titus Ave, Rochester, NY 14617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Highland | NY | 05/2013 | Present |
CO-TRUSTEE FOR MOTHER, INV RELATED, EAST NORTHPORT, NY, START: 8/2014, 1 HOUR PER MONTH/0 DURING TRADING. CO-TRUSTEE FOR THE HVF GROUP 401K; INV RELATED; HIGHLAND, NY; FOR 3 EMPLOYEES; START: 5/10/13; 160 HRS/MO; 100 DURING TRADING. THE HVF GROUP LLC, INV RELATED, HIGHLAND, NY, 50% OWNERSHIP, START 1/1/2017, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE.; COMMERCIAL RENTAL PROPERTY, INV RELATED, NEW PALTZ, NY, 100% OWNERSHIP, START 9/17/24, 4 HRS PER MONTH, 0 HRS DURING TRADING; TRUSTEE FOR THE HVF GROUP 401K (1 ASSOCIATE), INV RELATED, HIGHLAND, NY, START: 1/4/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING, FINET PRACTICE 401K. RENTAL PROPERTY; INV. RELATED; NEW PALTZ, NY; OWNER; RESIDENTIAL PROPERTY; START DATE 9/16/2015; 3 HOURS PER MONTH; 1 HOUR DURING TRADING. RENTAL PROPERTY; INV. RELATED; NEW PALTZ; NY; OWNER; COMMERCIAL AND RESIDENTIAL; START DATE 2/3/1992; 3 HOURS PER MONTH; 1 HOUR DURING TRADING. 199 MAIN STREET NP LLC; INV. RELATED; NEW PALTZ; NY; OWNER; HOLDS COMMERCIAL RENTAL PROPERTY; START DATE: 10/1/2024; 3 HOURS PER MONTH; 1 HOUR DURING TRADING. HEART & MIND WEALTH ADVISORS LLC; INV RELATED; FORT MYERS,FL; FINET ;100% OWNERSHIP; START DATE: 01/01/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-08 |
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