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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2013-05-15 |
Branch Locations
199 Main Street [Satellite], New Paltz, NY 12561 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Highland | NY | 05/2013 | Present |
CO-TRUSTEE FOR THE HUDSON VALLEY FINANCIAL GROUP 401K; INV RELATED; HIGHLAND, NY; FOR 3 EMPLOYEES; START: 5/10/13; 160 HRS/MO; 100 DURING TRADING. HUDSON VALLEY FINANCIAL GROUP, INV RELATED, HIGHLAND, NY, 50% OWNERSHIP, START 5/13/2013, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; CO-TRUSTEE FOR HUDSON VALLEY FINANCIAL GROUP 401 (2), INV RELATED, HIGHLAND, NY, START: 12/07/2020, 160 HRS/MONTH, 8 HRS DURING TRADING, FINET PRACTICE 401K.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-19 |
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