Shawn Shaughnessy

Current Employers

Employment History

• 08/2009 → 01/2021
  Shawn & Beth Enterprises Inc Dba Padgett Business Services
  Highland, NY
• 06/2013 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2013 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2021 → Present
  Acme Accountants And Advisors Inc Dba Schain And Company
  Highland, NY
• 01/2021 → Present
  Wealth Planning Services Inc
  Highland, NY

Other Businesses

1) NAME OF OTHER BUSINESS: SHAWN & BETH ENTERPRISES INC DBA PADGETT BUSINESS SERVICES ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX, ACCOUNTING AND PAYROLL SERVICES ; START DATE:8/2009 ; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT/CEO ; APX NUMBER OF HOURS PER WEEK: LESS THAN 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 32.5 ; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING PRACTICE ; 2) NAME OF OTHER BUSINESS: NOTARY PUBLIC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE:8/1998 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 11/2022, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS GROUP LIFE, HEALTH, LTD, VISION AND DENTAL THROUGH BENEFITMALL GENERAL AGENCY; 4) NAME OF OTHER BUSINESS: ACME ACCOUNTANTS AND ADVISORS INC DBA SCHAIN AND COMPANY; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX, ACCOUNTING AND PAYROLL SERVICES ; START DATE: 01/2021; POSITION/TITLE/RELATIONSH: PART OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, BOOKKEEPING, AND TAX PREPARATION; 5) WEALTH PLANNING SERVICES INC - NOT INV RELATED; HIGHLAND, NY; TAX PREPARATION AND ACCOUNTING SERVICES; COLLECT AND REPORT INCOME FROM TAX AND ACCOUNTING SERVICES PROVIDED THAT ARE NOT SUPPORTED BY ACME ACCOUNTANTS AND ADVISORS; SINCE 01/2021; 16 HRS/MONTH, 16 HRS/MONTH DURING SECURITIES TRADING HOURS: 6) NAME OF OTHER BUSINESS: HIGHLAND ROTARY CLUB INC. INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 723, , HIGHLAND, NY 12528; NATURE OF BUSINESS: SERVICE CLUB; START DATE: 07/2023, POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: KEEP BOOKS, , MAKE DEPOSITS, AND PAY BILLS FOR CLUB ACTIVITIES, NO CHECK WRITING;

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-08-05