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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-12-01 |
| TX | RA | APPROVED | 2022-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Discover Financial Services | Riverwoods | IL | 12/2008 | 10/2019 |
| Fidelity Investements | Henderson | NV | 10/2019 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 11/2022 | Present |
| Bank Of America N.A. | Las Vegas | NV | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-17 |
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