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Carlo Michael Mazziliano

Osaic Institutions, Inc.

Santa Barbara, CA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-06
  • CA RA
    APPROVED
    Since 2026-01-06

Branch Locations

3304 State St., Santa Barbara, CA 93105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Santa Barbara CA 10/2019 03/2024
Csu Sacramento Sacramento CA 08/2016 05/2019
Calistoga Ranch Calistoga CA 05/2013 10/2019
Osaic Institutions, Inc. Meriden CT 03/2024 Present
First Bank Santa Barbara CA 03/2024 Present
  • 10/2019 → 03/2024
    Ubs Financial Services
    Santa Barbara, CA
  • 08/2016 → 05/2019
    Csu Sacramento
    Sacramento, CA
  • 05/2013 → 10/2019
    Calistoga Ranch
    Calistoga, CA
  • 03/2024 → Present
    Osaic Institutions, Inc.
    Meriden, CT
  • 03/2024 → Present
    First Bank
    Santa Barbara, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-27
  • S66 Uniform Combined State Law Examination
    2021-09-27

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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