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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-14
RI RA APPROVED 2020-09-28
  • TX RA
    APPROVED
    Since 2020-10-14
  • RI RA
    APPROVED
    Since 2020-09-28

Branch Locations

194 Wood Ave S Ci Business Controls, Iselin, NJ 08830 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2019 Present
Tower Construction Corp Cranston RI 05/2017 09/2019
Unemployed West Warwick RI 10/2016 05/2017
Overhead Door Company Of Providence Warwick RI 04/2014 10/2016
  • 10/2019 → Present
    Lincoln, RI
  • 05/2017 → 09/2019
    Tower Construction Corp
    Cranston, RI
  • 10/2016 → 05/2017
    Unemployed
    West Warwick, RI
  • 04/2014 → 10/2016
    Overhead Door Company Of Providence
    Warwick, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-25
  • S66 Uniform Combined State Law Examination
    2020-09-25

View on SEC IAPD

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